Securitization Regulatory Compliance Manager 🔥
- Manage SEC reporting as it pertains to public securitizations
- Document due dates of all filings and prepare and maintain document filing processes
- Prepare and file 0-Ds and 0-Ks for Reg AB reporting
- Review all Static Pool filing information for public securitizations
- Manage the various audit processes and inform management of audit progression
- Research US and Canadian regulatory reporting issues, reviewing law changes and proposed legislation or rules changes to determine impact to the company
- Work with various groups to implement changes to systems and processes to ensure efficient reporting and time-line maintenance
- Work with Internal Audit and develop and document processes/procedures ensuring internal controls are sufficient to satisfy SOX 404 requirements
- Perform other duties as assigned
- Conform with all company policies and procedures
- Advanced knowledge of capital markets and financial analysis
- Advanced knowledge of finance principles
- Financial forecasting
- Financial reporting
- Sarbanes-Oxley compliance
- Securities and Exchange Commission (SEC) filings and reporting
- Working knowledge of the securitization methodologies
- Working knowledge of treasury functions and overall cash flow of the business
- Ability to establish priorities and meet tight deadlines
- Strong analytical skills
- Good leadership skills with an ability to lead, coach and develop others
- Good oral and written communication skills
- Microsoft Outlook
- Bachelor's Degree or equivalent work experience required
- Master's Degree preferred
- 5-7 years of relevant experience required
- Hybrid Work Model
- Strong focus on providing quality service to internal and external customers